Series 65 Exam Secrets Study Guide

Series 65 Exam Secrets Study Guide (ebook access)

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Series 65 Exam Secrets Study Guide: Series 65 Test Review for the Uniform Investment Adviser Law Examination

Mometrix Test Preparation's Series 65 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their Uniform Investment Adviser Law Examination. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes:

  • Practice test questions with detailed answer explanations
  • Tips and strategies to help you get your best test performance
  • A complete review of all Series 65 test sections
  • Economic Factors and Business Information
  • Investment Vehicle Characteristics
  • Client Investment Recommendations and Strategies
  • Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices

Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners.

The Mometrix guide is filled with the critical information you will need in order to do well on your Series 65 exam: the concepts, procedures, principles, and vocabulary that the North American Securities Administrators Association (NASAA) and administered by the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam.

The Economic Factors and Business Information section covers:

  • Business cycle
  • Auditor disclosures
  • Systematic risk
  • IRR
  • SEC filings

The Investment Vehicle Characteristics section covers:

  • Insured deposits
  • Government agency bonds
  • Bond premium
  • Discounted cash flow
  • Derivative securities
  • Variable life insurance

The Client Investment Recommendations and Strategies section covers:

  • Sole proprietorship
  • Strategic asset allocation
  • Volatility
  • Qualified retirement plans
  • Roles in trading securities
  • Yield-to-maturity

The Laws, Regulations, and Guidelines, including Prohibition on Unethical Business Practices section covers:

  • Investment advisor
  • Authority of the administrator
  • Soft dollars
  • Reverse churning
  • BC/DR planning

...and much more!

Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 65 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 65 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.

We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 65 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 65 review you need to be successful on your exam.