Series 24 Exam Secrets Study Guide

Series 24 Exam Secrets Study Guide (printed book)

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Series 24 Exam Secrets Study Guide: Series 24 Test Review for the General Securities Principal Exam

Mometrix Test Preparation's Series 24 Exam Secrets Study Guide is the ideal prep solution for anyone who wants to pass their General Securities Principal Exam. The exam is extremely challenging, and thorough test preparation is essential for success. Our study guide includes:

  • Practice test questions with detailed answer explanations
  • Tips and strategies to help you get your best test performance
  • A complete review of all Series 24 test sections
  • Supervision of Registration of the Broker Dealer and Personnel Management Activities
  • Supervision of General Broker Dealer Activitieis
  • Supervision of Retail and Institutional Customer Related Activities
  • Supervision of Trading and Market Making Activities
  • Supervision of Investment Banking and Research

Mometrix Test Preparation is not affiliated with or endorsed by any official testing organization. All organizational and test names are trademarks of their respective owners.

The Mometrix guide is filled with the critical information you will need in order to do well on your Series 24 exam: the concepts, procedures, principles, and vocabulary that the Financial Industry Regulatory Authority (FINRA) expects you to have mastered before sitting for your exam.

The Registration of the Broker Dealer and Personnel Management Activities section covers:

  • FINRA By-Laws
  • Registration of Investment Advisers
  • NASD Rules

The General Broker Dealer Activitieis section covers:

  • Sales at the Market
  • Misleading Appearances
  • Fraud and Misrepresentation

The Retail and Institutional Customer Related Activities section covers:

  • Money Laundering
  • Public Communications
  • Misleading Sales Literature

The Trading and Market Making Activities section covers:

  • Front Running Policy
  • Trading Halts
  • Data Systems

The Investment Banking and Research section covers:

  • Underwriting Compensation and Arrangements
  • Placements of Securities Issued by Members
  • Required Notifications for New Public Offerings

...and much more!

Our guide is full of specific and detailed information that will be key to passing your exam. Concepts and principles aren't simply named or described in passing, but are explained in detail. The Mometrix Series 24 study guide is laid out in a logical and organized fashion so that one section naturally flows from the one preceding it. Because it's written with an eye for both technical accuracy and accessibility, you will not have to worry about getting lost in dense academic language.

Any test prep guide is only as good as its practice questions and answer explanations, and that's another area where our guide stands out. The Mometrix test prep team has provided plenty of Series 24 practice test questions to prepare you for what to expect on the actual exam. Each answer is explained in depth, in order to make the principles and reasoning behind it crystal clear.

We've helped hundreds of thousands of people pass standardized tests and achieve their education and career goals. We've done this by setting high standards for Mometrix Test Preparation guides, and our Series 24 Exam Secrets Study Guide is no exception. It's an excellent investment in your future. Get the Series 24 review you need to be successful on your exam.